A.D. 1028–1051.
If William's early reign in Normandy was his time of schooling for his later reign in England, his school was a stern one, and his schooling began early. His nominal reign began at the age of seven years, and his personal influence on events began long before he had reached the usual years of discretion. And the events of his minority might well harden him, while they could not corrupt him in the way in which so many princes have been corrupted. His whole position, political and personal, could not fail to have its effect in forming the man. He was Duke of the Normans, sixth in succession from Rolf, the founder of the Norman state. At the time of his accession, rather more than a hundred and ten years had passed since plunderers, occasionally settlers, from Scandinavia, had changed into acknowledged members of the Western or Karolingian kingdom. The Northmen, changed, name and thing, into Normans, were now in all things members of the Christian and French-speaking world. But French as the Normans of William's day had become, their relation to the kings and people of France was not a friendly one. At the time of the settlement of Rolf, the western kingdom of the Franks had not yet finally passed to the Duces Francorum at Paris; Rolf became the man of the Karolingian king at Laon. France and Normandy were two great duchies, each owning a precarious supremacy in the king of the West-Franks. On the one hand, Normandy had been called into being by a frightful dismemberment of the French duchy, from which the original Norman settlement had been cut off. France had lost in Rouen one of her greatest cities, and she was cut off from the sea and from the lower course of her own river. On the other hand, the French and the Norman dukes had found their interest in a close alliance; Norman support had done much to transfer the crown from Laon to Paris, and to make the Dux Francorum and the Rex Francorum the same person. It was the adoption of the French speech and manners by the Normans, and their steady alliance with the French dukes, which finally determined that the ruling element in Gaul should be Romance and not Teutonic, and that, of its Romance elements, it should be French and not Aquitanian. If the creation of Normandy had done much to weaken France as a duchy, it had done not a little towards the making of France as a kingdom. Laon and its crown, the undefined influence that went with the crown, the prospect of future advance to the south, had been bought by the loss of Rouen and of the mouth of the Seine.
There was much therefore at the time of William's accession to keep the French kings and the Norman dukes on friendly terms. The old alliance had been strengthened by recent good offices. The reigning king, Henry the First, owed his crown to the help of William's father Robert. On the other hand, the original ground of the alliance, mutual support against the Karolingian king, had passed away. A King of the French reigning at Paris was more likely to remember what the Normans had cost him as duke than what they had done for him as king. And the alliance was only an alliance of princes. The mutual dislike between the people of the two countries was strong. The Normans had learned French ways, but French and Normans had not become countrymen. And, as the fame of Normandy grew, jealousy was doubtless mingled with dislike. William, in short, inherited a very doubtful and dangerous state of relations towards the king who was at once his chief neighbour and his overlord.
More doubtful and dangerous still were the relations which the young duke inherited towards the people of his own duchy and the kinsfolk of his own house. William was not as yet the Great or the Conqueror, but he was the Bastard from the beginning. There was then no generally received doctrine as to the succession to kingdoms and duchies. Everywhere a single kingly or princely house supplied, as a rule, candidates for the succession. Everywhere, even where the elective doctrine was strong, a full-grown son was always likely to succeed his father. The growth of feudal notions too had greatly strengthened the hereditary principle. Still no rule had anywhere been laid down for cases where the late prince had not left a full-grown son. The question as to legitimate birth was equally unsettled. Irregular unions of all kinds, though condemned by the Church, were tolerated in practice, and were nowhere more common than among the Norman dukes. In truth the feeling of the kingliness of the stock, the doctrine that the king should be the son of a king, is better satisfied by the succession of the late king's bastard son than by sending for some distant kinsman, claiming perhaps only through females. Still bastardy, if it was often convenient to forget it, could always be turned against a man. The succession of a bastard was never likely to be quite undisputed or his reign to be quite undisturbed.
Now William succeeded to his duchy under the double disadvantage of being at once bastard and minor. He was born at Falaise in 1027 or 1028, being the son of Robert, afterwards duke, but then only Count of Hiesmois, by Herleva, commonly called Arletta, the daughter of Fulbert the tanner. There was no pretence of marriage between his parents; yet his father, when he designed William to succeed him, might have made him legitimate, as some of his predecessors had been made, by a marriage with his mother. In 1028 Robert succeeded his brother Richard in the duchy. In 1034 or 1035 he determined to go on pilgrimage to Jerusalem. He called on his barons to swear allegiance to his bastard of seven years old as his successor in case he never came back. Their wise counsel to stay at home, to look after his dominions and to raise up lawful heirs, was unheeded. Robert carried his point. The succession of young William was accepted by the Norman nobles, and was confirmed by the overlord Henry King of the French. The arrangement soon took effect. Robert died on his way back before the year 1035 was out, and his son began, in name at least, his reign of fifty-two years over the Norman duchy.
The succession of one who was at once bastard and minor could happen only when no one else had a distinctly better claim William could never have held his ground for a moment against a brother of his father of full age and undoubted legitimacy. But among the living descendants of former dukes some were themselves of doubtful legitimacy, some were shut out by their profession as churchmen, some claimed only through females. Robert had indeed two half-brothers, but they were young and their legitimacy was disputed; he had an uncle, Robert Archbishop of Rouen, who had been legitimated by the later marriage of his parents. The rival who in the end gave William most trouble was his cousin Guy of Burgundy, son of a daughter of his grandfather Richard the Good. Though William's succession was not liked, no one of these candidates was generally preferred to him. He therefore succeeded; but the first twelve years of his reign were spent in the revolts and conspiracies of unruly nobles, who hated the young duke as the one representative of law and order, and who were not eager to set any one in his place who might be better able to enforce them.
Nobility, so variously defined in different lands, in Normandy took in two classes of men. All were noble who had any kindred or affinity, legitimate or otherwise, with the ducal house. The natural children of Richard the Fearless were legitimated by his marriage with their mother Gunnor, and many of the great houses of Normandy sprang from her brothers and sisters. The mother of William received no such exaltation as this. Besides her son, she had borne to Robert a daughter Adelaide, and, after Robert's death, she married a Norman knight named Herlwin of Conteville. To him, besides a daughter, she bore two sons, Ode and Robert. They rose to high posts in Church and State, and played an important part in their half-brother's history. Besides men whose nobility was of this kind, there were also Norman houses whose privileges were older than the amours or marriages of any duke, houses whose greatness was as old as the settlement of Rolf, as old that is as the ducal power itself. The great men of both these classes were alike hard to control. A Norman baron of this age was well employed when he was merely rebelling against his prince or waging private war against a fellow baron. What specially marks the time is the frequency of treacherous murders wrought by men of the highest rank, often on harmless neighbours or unsuspecting guests. But victims were also found among those guardians of the young duke whose faithful discharge of their duties shows that the Norman nobility was not wholly corrupt. One indeed was a foreign prince, Alan Count of the Bretons, a grandson of Richard the Fearless through a daughter. Two others, the seneschal Osbern and Gilbert Count of Eu, were irregular kinsmen of the duke. All these were murdered, the Breton count by poison. Such a childhood as this made William play the man while he was still a child. The helpless boy had to seek for support of some kind. He got together the chief men of his duchy, and took a new guardian by their advice. But it marks the state of things that the new guardian was one of the murderers of those whom he succeeded. This was Ralph of Wacey, son of William's great-uncle, Archbishop Robert. Murderer as he was, he seems to have discharged his duty faithfully. There are men who are careless of general moral obligations, but who will strictly carry out any charge which appeals to personal honour. Anyhow Ralph's guardianship brought with it a certain amount of calm. But men, high in the young duke's favour, were still plotting against him, and they presently began to plot, not only against their prince but against their country. The disaffected nobles of Normandy sought for a helper against young William in his lord King Henry of Paris.
The art of diplomacy had never altogether slumbered since much earlier times. The king who owed his crown to William's father, and who could have no ground of offence against William himself, easily found good pretexts for meddling in Norman affairs. It was not unnatural in the King of the French to wish to win back a sea-board which had been given up more than a hundred years before to an alien power, even though that power had, for much more than half of that time, acted more than a friendly part towards France. It was not unnatural that the French people should cherish a strong national dislike to the Normans and a strong wish that Rouen should again be a French city. But such motives were not openly avowed then any more than now. The alleged ground was quite different. The counts of Chartres were troublesome neighbours to the duchy, and the castle of Tillières had been built as a defence against them. An advance of the King's dominions had made Tillières a neighbour of France, and, as a neighbour, it was said to be a standing menace. The King of the French, acting in concert with the disaffected party in Normandy, was a dangerous enemy, and the young Duke and his counsellors determined to give up Tillières. Now comes the first distinct exercise of William's personal will. We are without exact dates, but the time can be hardly later than 1040, when William was from twelve to thirteen years old. At his special request, the defender of Tillières, Gilbert Crispin, who at first held out against French and Normans alike, gave up the castle to Henry. The castle was burned; the King promised not to repair it for four years. Yet he is said to have entered Normandy, to have laid waste William's native district of Hiesmois, to have supplied a French garrison to a Norman rebel named Thurstan, who held the castle of Falaise against the Duke, and to have ended by restoring Tillières as a menace against Normandy. And now the boy whose destiny had made him so early a leader of men had to bear his first arms against the fortress which looked down on his birth-place. Thurstan surrendered and went into banishment. William could set down his own Falaise as the first of a long list of towns and castles which he knew how to win without shedding of blood.
When we next see William's distinct personal action, he is still young, but no longer a child or even a boy. At nineteen or thereabouts he is a wise and valiant man, and his valour and wisdom are tried to the uttermost. A few years of comparative quiet were chiefly occupied, as a quiet time in those days commonly was, with ecclesiastical affairs. One of these specially illustrates the state of things with which William had to deal. In 1042, when the Duke was about fourteen, Normandy adopted the Truce of God in its later shape. It no longer attempted to establish universal peace; it satisfied itself with forbidding, under the strongest ecclesiastical censures, all private war and violence of any kind on certain days of the week. Legislation of this kind has two sides. It was an immediate gain if peace was really enforced for four days in the week; but that which was not forbidden on the other three could no longer be denounced as in itself evil. We are told that in no land was the Truce more strictly observed than in Normandy. But we may be sure that, when William was in the fulness of his power, the stern weight of the ducal arm was exerted to enforce peace on Mondays and Tuesdays as well as on Thursdays and Fridays.
It was in the year 1047 that William's authority was most dangerously threatened and that he was first called on to show in all their fulness the powers that were in him. He who was to be conqueror of Maine and conqueror of England was first to be conqueror of his own duchy. The revolt of a large part of the country, contrasted with the firm loyalty of another part, throws a most instructive light on the internal state of the duchy. There was, as there still is, a line of severance between the districts which formed the first grant to Rolf and those which were afterwards added. In these last a lingering remnant of old Teutonic life had been called into fresh strength by new settlements from Scandinavia. At the beginning of the reign of Richard the Fearless, Rouen, the French-speaking city, is emphatically contrasted with Bayeux, the once Saxon city and land, now the headquarters of the Danish speech. At that stage the Danish party was distinctly a heathen party. We are not told whether Danish was still spoken so late as the time of William's youth. We can hardly believe that the Scandinavian gods still kept any avowed worshippers. But the geographical limits of the revolt exactly fall in with the boundary which had once divided French and Danish speech, Christian and heathen worship. There was a wide difference in feeling on the two sides of the Dive. The older Norman settlements, now thoroughly French in tongue and manners, stuck faithfully to the Duke; the lands to the west rose against him. Rouen and Evreux were firmly loyal to William; Saxon Bayeux and Danish Coutances were the headquarters of his enemies.
When the geographical division took this shape, we are surprised at the candidate for the duchy who was put forward by the rebels. William was a Norman born and bred; his rival was in every sense a Frenchman. This was William's cousin Guy of Burgundy, whose connexion with the ducal house was only by the spindle-side. But his descent was of uncontested legitimacy, which gave him an excuse for claiming the duchy in opposition to the bastard grandson of the tanner. By William he had been enriched with great possessions, among which was the island fortress of Brionne in the Risle. The real object of the revolt was the partition of the duchy. William was to be dispossessed; Guy was to be duke in the lands east of Dive; the great lords of Western Normandy were to be left independent. To this end the lords of the Bessin and the C?tentin revolted, their leader being Neal, Viscount of Saint-Sauveur in the C?tentin. We are told that the mass of the people everywhere wished well to their duke; in the common sovereign lay their only chance of protection against their immediate lords. But the lords had armed force of the land at their bidding. They first tried to slay or seize the Duke himself, who chanced to be in the midst of them at Valognes. He escaped; we hear a stirring tale of his headlong ride from Valognes to Falaise. Safe among his own people, he planned his course of action. He first sought help of the man who could give him most help, but who had most wronged him. He went into France; he saw King Henry at Poissy, and the King engaged to bring a French force to William's help under his own command.
This time Henry kept his promise. The dismemberment of Normandy might have been profitable to France by weakening the power which had become so special an object of French jealousy; but with a king the common interest of princes against rebellious barons came first. Henry came with a French army, and fought well for his ally on the field of Val-ès-dunes. Now came the Conqueror's first battle, a tourney of horsemen on an open table-land just within the land of the rebels between Caen and Mezidon. The young duke fought well and manfully; but the Norman writers allow that it was French help that gained him the victory. Yet one of the many anecdotes of the battle points to a source of strength which was always ready to tell for any lord against rebellious vassals. One of the leaders of the revolt, Ralph of Tesson, struck with remorse and stirred by the prayers of his knights, joined the Duke just before the battle. He had sworn to smite William wherever he found him, and he fulfilled his oath by giving the Duke a harmless blow with his glove. How far an oath to do an unlawful act is binding is a question which came up again at another stage of William's life.
The victory at Val-ès-dunes was decisive, and the French King, whose help had done so much to win it, left William to follow it up. He met with but little resistance except at the stronghold of Brionne. Guy himself vanishes from Norman history. William had now conquered his own duchy, and conquered it by foreign help. For the rest of his Norman reign he had often to strive with enemies at home, but he had never to put down such a rebellion again as that of the lords of western Normandy. That western Normandy, the truest Normandy, had to yield to the more thoroughly Romanized lands to the east. The difference between them never again takes a political shape. William was now lord of all Normandy, and able to put down all later disturbers of the peace. His real reign now begins; from the age of nineteen or twenty, his acts are his own. According to his abiding practice, he showed himself a merciful conqueror. Through his whole reign he shows a distinct unwillingness to take human life except in fair fighting on the battle-field. No blood was shed after the victory of Val-ès-dunes; one rebel died in bonds; the others underwent no harder punishment than payment of fines, giving of hostages, and destruction of their castles. These castles were not as yet the vast and elaborate structures which arose in after days. A single strong square tower, or even a defence of wood on a steep mound surrounded by a ditch, was enough to make its owner dangerous. The possession of these strongholds made every baron able at once to defy his prince and to make himself a scourge to his neighbours. Every season of anarchy is marked by the building of castles; every return of order brings with it their overthrow as a necessary condition of peace.
Thus, in his lonely and troubled childhood, William had been schooled for the rule of men. He had now, in the rule of a smaller dominion, in warfare and conquest on a smaller scale, to be schooled for the conquest and the rule of a greater dominion. William had the gifts of a born ruler, and he was in no way disposed to abuse them. We know his rule in Normandy only through the language of panegyric; but the facts speak for themselves. He made Normandy peaceful and flourishing, more peaceful and flourishing perhaps than any other state of the European mainland. He is set before us as in everything a wise and beneficent ruler, the protector of the poor and helpless, the patron of commerce and of all that might profit his dominions. For defensive wars, for wars waged as the faithful man of his overlord, we cannot blame him. But his main duty lay at home. He still had revolts to put down, and he put them down. But to put them down was the first of good works. He had to keep the peace of the land, to put some cheek on the unruly wills of those turbulent barons on whom only an arm like his could put any cheek. He had, in the language of his day, to do justice, to visit wrong with sure and speedy punishment, whoever was the wrong-doer. If a ruler did this first of duties well, much was easily forgiven him in other ways. But William had as yet little to be forgiven. Throughout life he steadily practised some unusual virtues. His strict attention to religion was always marked. And his religion was not that mere lavish bounty to the Church which was consistent with any amount of cruelty or license. William's religion really influenced his life, public and private. He set an unusual example of a princely household governed according to the rules of morality, and he dealt with ecclesiastical matters in the spirit of a true reformer. He did not, like so many princes of his age, make ecclesiastical preferments a source of corrupt gain, but promoted good men from all quarters. His own education is not likely to have received much attention; it is not clear whether he had mastered the rarer art of writing or the more usual one of reading; but both his promotion of learned churchmen and the care given to the education of some of his children show that he at least valued the best attainments of his time. Had William's whole life been spent in the duties of a Norman duke, ruling his duchy wisely, defending it manfully, the world might never have known him for one of its foremost men, but his life on that narrower field would have been useful and honourable almost without a drawback. It was the fatal temptation of princes, the temptation to territorial aggrandizement, which enabled him fully to show the powers that were in him, but which at the same time led to his moral degradation. The defender of his own land became the invader of other lands, and the invader could not fail often to sink into the oppressor. Each step in his career as Conqueror was a step downwards. Maine was a neighbouring land, a land of the same speech, a land which, if the feelings of the time could have allowed a willing union, would certainly have lost nothing by an union with Normandy. England, a land apart, a land of speech, laws, and feelings, utterly unlike those of any part of Gaul, was in another case. There the Conqueror was driven to be the oppressor. Wrong, as ever, was punished by leading to further wrong.
With the two fields, nearer and more distant, narrower and wider, on which William was to appear as Conqueror he has as yet nothing to do. It is vain to guess at what moment the thought of the English succession may have entered his mind or that of his advisers. When William began his real reign after Val-ès-dunes, Norman influence was high in England. Edward the Confessor had spent his youth among his Norman kinsfolk; he loved Norman ways and the company of Normans and other men of French speech. Strangers from the favoured lands held endless posts in Church and State; above all, Robert of Jumièges, first Bishop of London and then Archbishop of Canterbury, was the King's special favourite and adviser. These men may have suggested the thought of William's succession very early. On the other hand, at this time it was by no means clear that Edward might not leave a son of his own. He had been only a few years married, and his alleged vow of chastity is very doubtful. William's claim was of the flimsiest kind. By English custom the king was chosen out of a single kingly house, and only those who were descended from kings in the male line were counted as members of that house. William was not descended, even in the female line, from any English king; his whole kindred with Edward was that Edward's mother Emma, a daughter of Richard the Fearless, was William's great-aunt. Such a kindred, to say nothing of William's bastardy, could give no right to the crown according to any doctrine of succession that ever was heard of. It could at most point him out as a candidate for adoption, in case the reigning king should be disposed and allowed to choose his successor. William or his advisers may have begun to weigh this chance very early; but all that is really certain is that William was a friend and favourite of his elder kinsman, and that events finally brought his succession to the English crown within the range of things that might be.
But, before this, William was to show himself as a warrior beyond the bounds of his own duchy, and to take seizin, as it were, of his great continental conquest. William's first war out of Normandy was waged in common with King Henry against Geoffrey Martel Count of Anjou, and waged on the side of Maine. William undoubtedly owed a debt of gratitude to his overlord for good help given at Val-ès-dunes, and excuses were never lacking for a quarrel between Anjou and Normandy. Both powers asserted rights over the intermediate land of Maine. In 1048 we find William giving help to Henry in a war with Anjou, and we hear wonderful but vague tales of his exploits. The really instructive part of the story deals with two border fortresses on the march of Normandy and Maine. Alen?on lay on the Norman side of the Sarthe; but it was disloyal to Normandy. Brionne was still holding out for Guy of Burgundy. The town was a lordship of the house of Bellême, a house renowned for power and wickedness, and which, as holding great possessions alike of Normandy and of France, ranked rather with princes than with ordinary nobles. The story went that William Talvas, lord of Bellême, one of the fiercest of his race, had cursed William in his cradle, as one by whom he and his should be brought to shame. Such a tale set forth the noblest side of William's character, as the man who did something to put down such enemies of mankind as he who cursed him. The possessions of William Talvas passed through his daughter Mabel to Roger of Montgomery, a man who plays a great part in William's history; but it is the disloyalty of the burghers, not of their lord, of which we hear just now. They willingly admitted an Angevin garrison. William in return laid siege to Domfront on the Varenne, a strong castle which was then an outpost of Maine against Normandy. A long skirmishing warfare, in which William won for himself a name by deeds of personal prowess, went on during the autumn and winter (1048–49). One tale specially illustrates more than one point in the feelings of the time. The two princes, William and Geoffrey, give a mutual challenge; each gives the other notice of the garb and shield that he will wear that he may not be mistaken. The spirit of knight-errantry was coming in, and we see that William himself in his younger days was touched by it. But we see also that coat-armour was as yet unknown. Geoffrey and his host, so the Normans say, shrink from the challenge and decamp in the night, leaving the way open for a sudden march upon Alen?on. The disloyal burghers received the duke with mockery of his birth. They hung out skins, and shouted, "Hides for the Tanner." Personal insult is always hard for princes to bear, and the wrath of William was stirred up to a pitch which made him for once depart from his usual moderation towards conquered enemies. He swore that the men who had jeered at him should be dealt with like a tree whose branches are cut off with the pollarding-knife. The town was taken by assault, and William kept his oath. The castle held out; the hands and feet of thirty-two pollarded burghers of Alen?on were thrown over its walls, and the threat implied drove the garrison to surrender on promise of safety for life and limb. The defenders of Domfront, struck with fear, surrendered also, and kept their arms as well as their lives and limbs. William had thus won back his own rebellious town, and had enlarged his borders by his first conquest. He went farther south, and fortified another castle at Ambrières; but Ambrières was only a temporary conquest. Domfront has ever since been counted as part of Normandy. But, as ecclesiastical divisions commonly preserve the secular divisions of an earlier time, Domfront remained down to the great French Revolution in the spiritual jurisdiction of the bishops of Le Mans.
William had now shown himself in Maine as conqueror, and he was before long to show himself in England, though not yet as conqueror. If our chronology is to be trusted, he had still in this interval to complete his conquest of his own duchy by securing the surrender of Brionne; and two other events, both characteristic, one of them memorable, fill up the same time. William now banished a kinsman of his own name, who held the great county of Mortain, Moretoliam or Moretonium, in the diocese of Avranches, which must be carefully distinguished from Mortagne-en-Perche, Mauritania or Moretonia in the diocese of Seez. This act, of somewhat doubtful justice, is noteworthy on two grounds. First, the accuser of the banished count was one who was then a poor serving-knight of his own, but who became the forefather of a house which plays a great part in English history, Robert surnamed the Bigod. Secondly, the vacant county was granted by William to his own half-brother Robert. He had already in 1048 bestowed the bishopric of Bayeux on his other half-brother Odo, who cannot at that time have been more than twelve years old. He must therefore have held the see for a good while without consecration, and at no time of his fifty years' holding of it did he show any very episcopal merits. This was the last case in William's reign of an old abuse by which the chief church preferments in Normandy had been turned into means of providing for members, often unworthy members, of the ducal family; and it is the only one for which William can have been personally responsible. Both his brothers were thus placed very early in life among the chief men of Normandy, as they were in later years to be placed among the chief men of England. But William's affection for his brothers, amiable as it may have been personally, was assuredly not among the brighter parts of his character as a sovereign.
The other chief event of this time also concerns the domestic side of William's life. The long story of his marriage now begins. The date is fixed by one of the decrees of the council of Rheims held in 1049 by Pope Leo the Ninth, in which Baldwin Count of Flanders is forbidden to give his daughter to William the Norman. This implies that the marriage was already thought of, and further that it was looked on as uncanonical. The bride whom William sought, Matilda daughter of Baldwin the Fifth, was connected with him by some tie of kindred or affinity which made a marriage between them unlawful by the rules of the Church. But no genealogist has yet been able to find out exactly what the canonical hindrance was. It is hard to trace the descent of William and Matilda up to any common forefather. But the light which the story throws on William's character is the same in any case. Whether he was seeking a wife or a kingdom, he would have his will, but he could wait for it. In William's doubtful position, a marriage with the daughter of the Count of Flanders would be useful to him in many ways; and Matilda won her husband's abiding love and trust. Strange tales are told of William's wooing. Tales are told also of Matilda's earlier love for the Englishman Brihtric, who is said to have found favour in her eyes when he came as envoy from England to her father's court. All that is certain is that the marriage had been thought of and had been forbidden before the next important event in William's life that we have to record.
Was William's Flemish marriage in any way connected with his hopes of succession to the English crown? Had there been any available bride for him in England, it might have been for his interest to seek for her there. But it should be noticed, though no ancient writer points out the fact, that Matilda was actually descended from Alfred in the female line; so that William's children, though not William himself, had some few drops of English blood in their veins. William or his advisers, in weighing every chance which might help his interests in the direction of England, may have reckoned this piece of rather ancient genealogy among the advantages of a Flemish alliance. But it is far more certain that, between the forbidding of the marriage and the marriage itself, a direct hope of succession to the English crown had been opened to the Norman duke.
A.D. 1052–1063.
If William came back from England looking forward to a future crown, the thought might even then flash across his mind that he was not likely to win that crown without fighting for it. As yet his business was still to fight for the duchy of Normandy. But he had now to fight, not to win his duchy, but only to keep it. For five years he had to strive both against rebellious subjects and against invading enemies, among whom King Henry of Paris is again the foremost. Whatever motives had led the French king to help William at Val-ès-dunes had now passed away. He had fallen back on his former state of abiding enmity towards Normandy and her duke. But this short period definitely fixed the position of Normandy and her duke in Gaul and in Europe. At its beginning William is still the Bastard of Falaise, who may or may not be able to keep himself in the ducal chair, his right to which is still disputed. At the end of it, if he is not yet the Conqueror and the Great, he has shown all the gifts that were needed to win him either name. He is the greatest vassal of the French crown, a vassal more powerful than the overlord whose invasions of his duchy he has had to drive back.
These invasions of Normandy by the King of the French and his allies fall into two periods. At first Henry appears in Normandy as the supporter of Normans in open revolt against their duke. But revolts are personal and local; there is no rebellion like that which was crushed at Val-ès-dunes, spreading over a large part of the duchy. In the second period, the invaders have no such starting-point. There are still traitors; there are still rebels; but all that they can do is to join the invaders after they have entered the land. William is still only making his way to the universal good will of his duchy: but he is fast making it.
There is, first of all, an obscure tale of a revolt of an unfixed date, but which must have happened between 1048 and 1053. The rebel, William Busac of the house of Eu, is said to have defended the castle of Eu against the duke and to have gone into banishment in France. But the year that followed William's visit to England saw the far more memorable revolt of William Count of Arques. He had drawn the Duke's suspicions on him, and he had to receive a ducal garrison in his great fortress by Dieppe. But the garrison betrayed the castle to its own master. Open revolt and havoc followed, in which Count William was supported by the king and by several other princes. Among them was Ingelram Count of Ponthieu, husband of the duke's sister Adelaide. Another enemy was Guy Count of Gascony, afterwards Duke William the Eighth of Aquitaine. What quarrel a prince in the furthest corner of Gaul could have with the Duke of the Normans does not appear; but neither Count William nor his allies could withstand the loyal Normans and their prince. Count Ingelram was killed; the other princes withdrew to devise greater efforts against Normandy. Count William lost his castle and part of his estates, and left the duchy of his free will. The Duke's politic forbearance at last won him the general good will of his subjects. We hear of no more open revolts till that of William's own son many years after. But the assaults of foreign enemies, helped sometimes by Norman traitors, begin again the next year on a greater scale.
William the ruler and warrior had now a short breathing-space. He had doubtless come back from England more bent than ever on his marriage with Matilda of Flanders. Notwithstanding the decree of a Pope and a Council entitled to special respect, the marriage was celebrated, not very long after William's return to Normandy, in the year of the revolt of William of Arques. In the course of the year 1053 Count Baldwin brought his daughter to the Norman frontier at Eu, and there she became the bride of William. We know not what emboldened William to risk so daring a step at this particular time, or what led Baldwin to consent to it. If it was suggested by the imprisonment of Pope Leo by William's countrymen in Italy, in the hope that a consent to the marriage would be wrung out of the captive pontiff, that hope was disappointed. The marriage raised much opposition in Normandy. It was denounced by Archbishop Malger of Rouen, the brother of the dispossessed Count of Arques. His character certainly added no weight to his censures; but the same act in a saint would have been set down as a sign of holy boldness. Presently, whether for his faults or for his merits, Malger was deposed in a synod of the Norman Church, and William found him a worthier successor in the learned and holy Maurilius. But a greater man than Malger also opposed the marriage, and the controversy thus introduces us to one who fills a place second only to that of William himself in the Norman and English history of the time.
This was Lanfranc of Pavia, the lawyer, the scholar, the model monk, the ecclesiastical statesman, who, as prior of the newly founded abbey of Bec, was already one of the innermost counsellors of the Duke. As duke and king, as prior, abbot, and archbishop, William and Lanfranc ruled side by side, each helping the work of the other till the end of their joint lives. Once only, at this time, was their friendship broken for a moment. Lanfranc spoke against the marriage, and ventured to rebuke the Duke himself. William's wrath was kindled; he ordered Lanfranc into banishment and took a baser revenge by laying waste part of the lands of the abbey. But the quarrel was soon made up. Lanfranc presently left Normandy, not as a banished man, but as the envoy of its sovereign, commissioned to work for the confirmation of the marriage at the papal court. He worked, and his work was crowned with success, but not with speedy success. It was not till six years after the marriage, not till the year 1059, that Lanfranc obtained the wished for confirmation, not from Leo, but from his remote successor Nicolas the Second. The sin of those who had contracted the unlawful union was purged by various good works, among which the foundation of the two stately abbeys of Caen was conspicuous.
This story illustrates many points in the character of William and of his time. His will is not to be thwarted, whether in a matter of marriage or of any other. But he does not hurry matters; he waits for a favourable opportunity. Something, we know not what, must have made the year 1053 more favourable than the year 1049. We mark also William's relations to the Church. He is at no time disposed to submit quietly to the bidding of the spiritual power, when it interferes with his rights or even when it crosses his will. Yet he is really anxious for ecclesiastical reform; he promotes men like Maurilius and Lanfranc; perhaps he is not displeased when the exercise of ecclesiastical discipline, in the case of Malger, frees him from a troublesome censor. But the worse side of him also comes out. William could forgive rebels, but he could not bear the personal rebuke even of his friend. Under this feeling he punishes a whole body of men for the offence of one. To lay waste the lands of Bec for the rebuke of Lanfranc was like an ordinary prince of the time; it was unlike William, if he had not been stirred up by a censure which touched his wife as well as himself. But above all, the bargain between William and Lanfranc is characteristic of the man and the age. Lanfranc goes to Rome to support a marriage which he had censured in Normandy. But there is no formal inconsistency, no forsaking of any principle. Lanfranc holds an uncanonical marriage to be a sin, and he denounces it. He does not withdraw his judgement as to its sinfulness. He simply uses his influence with a power that can forgive the sin to get it forgiven.
While William's marriage was debated at Rome, he had to fight hard in Normandy. His warfare and his negotiations ended about the same time, and the two things may have had their bearing on one another. William had now to undergo a new form of trial. The King of the French had never put forth his full strength when he was simply backing Norman rebels. William had now, in two successive invasions, to withstand the whole power of the King, and of as many of his vassals as the King could bring to his standard. In the first invasion, in 1054, the Norman writers speak rhetorically of warriors from Burgundy, Auvergne, and Gascony; but it is hard to see any troops from a greater distance than Bourges. The princes who followed Henry seem to have been only the nearer vassals of the Crown. Chief among them are Theobald Count of Chartres, of a house of old hostile to Normandy, and Guy the new Count of Ponthieu, to be often heard of again. If not Geoffrey of Anjou himself, his subjects from Tours were also there. Normandy was to be invaded on two sides, on both banks of the Seine. The King and his allies sought to wrest from William the western part of Normandy, the older and the more thoroughly French part. No attack seems to have been designed on the Bessin or the C?tentin. William was to be allowed to keep those parts of his duchy, against which he had to fight when the King was his ally at Val-ès-dunes.
The two armies entered Normandy; that which was to act on the left of the Seine was led by the King, the other by his brother Odo. Against the King William made ready to act himself; eastern Normandy was left to its own loyal nobles. But all Normandy was now loyal; the men of the Saxon and Danish lands were as ready to fight for their duke against the King as they had been to fight against King and Duke together. But William avoided pitched battles; indeed pitched battles are rare in the continental warfare of the time. War consists largely in surprises, and still more in the attack and defence of fortified places. The plan of William's present campaign was wholly defensive; provisions and cattle were to be carried out of the French line of march; the Duke on his side, the other Norman leaders on the other side, were to watch the enemy and attack them at any favourable moment. The commanders east of the Seine, Count Robert of Eu, Hugh of Gournay, William Crispin, and Walter Giffard, found their opportunity when the French had entered the unfortified town of Mortemer and had given themselves up to revelry. Fire and sword did the work. The whole French army was slain, scattered, or taken prisoners. Ode escaped; Guy of Ponthieu was taken. The Duke's success was still easier. The tale runs that the news from Mortemer, suddenly announced to the King's army in the dead of the night, struck them with panic, and led to a hasty retreat out of the land.
This campaign is truly Norman; it is wholly unlike the simple warfare of England. A traitorous Englishman did nothing or helped the enemy; a patriotic Englishman gave battle to the enemy the first time he had a chance. But no English commander of the eleventh century was likely to lay so subtle a plan as this, and, if he had laid such a plan, he would hardly have found an English army able to carry it out. Harold, who refused to lay waste a rood of English ground, would hardly have looked quietly on while many roods of English ground were wasted by the enemy. With all the valour of the Normans, what before all things distinguished them from other nations was their craft. William could indeed fight a pitched battle when a pitched battle served his purpose; but he could control himself, he could control his followers, even to the point of enduring to look quietly on the havoc of their own land till the right moment. He who could do this was indeed practising for his calling as Conqueror. And if the details of the story, details specially characteristic, are to be believed, William showed something also of that grim pleasantry which was another marked feature in the Norman character. The startling message which struck the French army with panic was deliberately sent with that end. The messenger sent climbs a tree or a rock, and, with a voice as from another world, bids the French awake; they are sleeping too long; let them go and bury their friends who are lying dead at Mortemer. These touches bring home to us the character of the man and the people with whom our forefathers had presently to deal. William was the greatest of his race, but he was essentially of his race; he was Norman to the backbone.
Of the French army one division had been surprised and cut to pieces, the other had left Normandy without striking a blow. The war was not yet quite over; the French still kept Tillières; William accordingly fortified the stronghold of Breteuil as a cheek upon it. And he entrusted the command to a man who will soon be memorable, his personal friend William, son of his old guardian Osbern. King Henry was now glad to conclude a peace on somewhat remarkable terms. William had the king's leave to take what he could from Count Geoffrey of Anjou. He now annexed Cenomannian-that is just now Angevin-territory at more points than one, but chiefly on the line of his earlier advances to Domfront and Ambrières. Ambrières had perhaps been lost; for William now sent Geoffrey a challenge to come on the fortieth day. He came on the fortieth day, and found Ambrières strongly fortified and occupied by a Norman garrison. With Geoffrey came the Breton prince Ode, and William or Peter Duke of Aquitaine. They besieged the castle; but Norman accounts add that they all fled on William's approach to relieve it.
Three years of peace now followed, but in 1058 King Henry, this time in partnership with Geoffrey of Anjou, ventured another invasion of Normandy. He might say that he had never been fairly beaten in his former campaign, but that he had been simply cheated out of the land by Norman wiles. This time he had a second experience of Norman wiles and of Norman strength too. King and Count entered the land and ravaged far and wide. William, as before, allowed the enemy to waste the land. He watched and followed them till he found a favourable moment for attack. The people in general zealously helped the Duke's schemes, but some traitors of rank were still leagued with the Count of Anjou. While William bided his time, the invaders burned Caen. This place, so famous in Norman history, was not one of the ancient cities of the land. It was now merely growing into importance, and it was as yet undefended by walls or castle. But when the ravagers turned eastward, William found the opportunity that he had waited for. As the French were crossing the ford of Varaville on the Dive, near the mouth of that river, he came suddenly on them, and slaughtered a large part of the army under the eyes of the king who had already crossed. The remnant marched out of Normandy.
Henry now made peace, and restored Tillières. Not long after, in 1060, the King died, leaving his young son Philip, who had been already crowned, as his successor, under the guardianship of William's father-in-law Baldwin. Geoffrey of Anjou and William of Aquitaine also died, and the Angevin power was weakened by the division of Geoffrey's dominions between his nephews. William's position was greatly strengthened, now that France, under the new regent, had become friendly, while Anjou was no longer able to do mischief. William had now nothing to fear from his neighbours, and the way was soon opened for his great continental conquest. But what effect had these events on William's views on England? About the time of the second French invasion of Normandy Earl Harold became beyond doubt the first man in England, and for the first time a chance of the royal succession was opened to him. In 1057, the year before Varaville, the ?theling Edward, the King's selected successor, died soon after his coming to England; in the same year died the King's nephew Earl Ralph and Leofric Earl of the Mercians, the only Englishmen whose influence could at all compare with that of Harold. Harold's succession now became possible; it became even likely, if Edward should die while Edgar the son of the ?theling was still under age. William had no shadow of excuse for interfering, but he doubtless was watching the internal affairs of England. Harold was certainly watching the affairs of Gaul. About this time, most likely in the year 1058, he made a pilgrimage to Rome, and on his way back he looked diligently into the state of things among the various vassals of the French crown. His exact purpose is veiled in ambiguous language; but we can hardly doubt that his object was to contract alliances with the continental enemies of Normandy. Such views looked to the distant future, as William had as yet been guilty of no unfriendly act towards England. But it was well to come to an understanding with King Henry, Count Geoffrey, and Duke William of Aquitaine, in case a time should come when their interests and those of England would be the same. But the deaths of all those princes must have put an end to all hopes of common action between England and any Gaulish power. The Emperor Henry also, the firm ally of England, was dead. It was now clear that, if England should ever have to withstand a Norman attack, she would have to withstand it wholly by her own strength, or with such help as she might find among the kindred powers of the North.
William's great continental conquest is drawing nigh; but between the campaign of Varaville and the campaign of Le Mans came the tardy papal confirmation of William's marriage. The Duke and Duchess, now at last man and wife in the eye of the Church, began to carry out the works of penance which were allotted to them. The abbeys of Caen, William's Saint Stephen's, Matilda's Holy Trinity, now began to arise. Yet, at this moment of reparation, one or two facts seem to place William's government of his duchy in a less favourable light than usual. The last French invasion was followed by confiscations and banishments among the chief men of Normandy. Roger of Montgomery and his wife Mabel, who certainly was capable of any deed of blood or treachery, are charged with acting as false accusers. We see also that, as late as the day of Varaville, there were Norman traitors. Robert of Escalfoy had taken the Angevin side, and had defended his castle against the Duke. He died in a strange way, after snatching an apple from the hand of his own wife. His nephew Arnold remained in rebellion three years, and was simply required to go to the wars in Apulia. It is hard to believe that the Duke had poisoned the apple, if poisoned it was; but finding treason still at work among his nobles, he may have too hastily listened to charges against men who had done him good service, and who were to do him good service again.
Five years after the combat at Varaville, William really began to deserve, though not as yet to receive, the name of Conqueror. For he now did a work second only to the conquest of England. He won the city of Le Mans and the whole land of Maine. Between the tale of Maine and the tale of England there is much of direct likeness. Both lands were won against the will of their inhabitants; but both conquests were made with an elaborate show of legal right. William's earlier conquests in Maine had been won, not from any count of Maine, but from Geoffrey of Anjou, who had occupied the country to the prejudice of two successive counts, Hugh and Herbert. He had further imprisoned the Bishop of Le Mans, Gervase of the house of Bellême, though the King of the French had at his request granted to the Count of Anjou for life royal rights over the bishopric of Le Mans. The bishops of Le Mans, who thus, unlike the bishops of Normandy, held their temporalities of the distant king and not of the local count, held a very independent position. The citizens of Le Mans too had large privileges and a high spirit to defend them; the city was in a marked way the head of the district. Thus it commonly carried with it the action of the whole country. In Maine there were three rival powers, the prince, the Church, and the people. The position of the counts was further weakened by the claims to their homage made by the princes on either side of them in Normandy and Anjou; the position of the Bishop, vassal, till Gervase's late act, of the King only, was really a higher one. Geoffrey had been received at Le Mans with the good will of the citizens, and both Bishop and Count sought shelter with William. Gervase was removed from the strife by promotion to the highest place in the French kingdom, the archbishopric of Rheims. The young Count Herbert, driven from his county, commended himself to William. He became his man; he agreed to hold his dominions of him, and to marry one of his daughters. If he died childless, his father-in-law was to take the fief into his own hands. But to unite the old and new dynasties, Herbert's youngest sister Margaret was to marry William's eldest son Robert. If female descent went for anything, it is not clear why Herbert passed by the rights of his two elder sisters, Gersendis, wife of Azo Marquess of Liguria, and Paula, wife of John of La Flèche on the borders of Maine and Anjou. And sons both of Gersendis and of Paula did actually reign at Le Mans, while no child either of Herbert or of Margaret ever came into being.
If Herbert ever actually got possession of his country, his possession of it was short. He died in 1063 before either of the contemplated marriages had been carried out. William therefore stood towards Maine as he expected to stand with regard to England. The sovereign of each country had made a formal settlement of his dominions in his favour. It was to be seen whether those who were most immediately concerned would accept that settlement. Was the rule either of Maine or of England to be handed over in this way, like a mere property, without the people who were to be ruled speaking their minds on the matter? What the people of England said to this question in 1066 we shall hear presently; what the people of Maine said in 1063 we hear now. We know not why they had submitted to the Angevin count; they had now no mind to merge their country in the dominions of the Norman duke. The Bishop was neutral; but the nobles and the citizens of Le Mans were of one mind in refusing William's demand to be received as count by virtue of the agreement with Herbert. They chose rulers for themselves. Passing by Gersendis and Paula and their sons, they sent for Herbert's aunt Biota and her husband Walter Count of Mantes. Strangely enough, Walter, son of Godgifu daughter of ?thelred, was a possible, though not a likely, candidate for the rule of England as well as of Maine. The people of Maine are not likely to have thought of this bit of genealogy. But it was doubtless present to the minds alike of William and of Harold.
William thus, for the first but not for the last time, claimed the rule of a people who had no mind to have him as their ruler. Yet, morally worthless as were his claims over Maine, in the merely technical way of looking at things, he had more to say than most princes have who annex the lands of their neighbours. He had a perfectly good right by the terms of the agreement with Herbert. And it might be argued by any who admitted the Norman claim to the homage of Maine, that on the failure of male heirs the country reverted to the overlord. Yet female succession was now coming in. Anjou had passed to the sons of Geoffrey's sister; it had not fallen back to the French king. There was thus a twofold answer to William's claim, that Herbert could not grant away even the rights of his sisters, still less the rights of his people. Still it was characteristic of William that he had a case that might be plausibly argued. The people of Maine had fallen back on the old Teutonic right. They had chosen a prince connected with the old stock, but who was not the next heir according to any rule of succession. Walter was hardly worthy of such an exceptional honour; he showed no more energy in Maine than his brother Ralph had shown in England. The city was defended by Geoffrey, lord of Mayenne, a valiant man who fills a large place in the local history. But no valour or skill could withstand William's plan of warfare. He invaded Maine in much the same sort in which he had defended Normandy. He gave out that he wished to win Maine without shedding man's blood. He fought no battles; he did not attack the city, which he left to be the last spot that should be devoured. He harried the open country, he occupied the smaller posts, till the citizens were driven, against Geoffrey's will, to surrender. William entered Le Mans; he was received, we are told, with joy. When men make the best of a bad bargain, they sometimes persuade themselves that they are really pleased. William, as ever, shed no blood; he harmed none of the men who had become his subjects; but Le Mans was to be bridled; its citizens needed a castle and a Norman garrison to keep them in their new allegiance. Walter and Biota surrendered their claims on Maine and became William's guests at Falaise. Meanwhile Geoffrey of Mayenne refused to submit, and withstood the new Count of Maine in his stronghold. William laid siege to Mayenne, and took it by the favoured Norman argument of fire. All Maine was now in the hands of the Conqueror.
William had now made a greater conquest than any Norman duke had made before him. He had won a county and a noble city, and he had won them, in the ideas of his own age, with honour. Are we to believe that he sullied his conquest by putting his late competitors, his present guests, to death by poison? They died conveniently for him, and they died in his own house. Such a death was strange; but strange things do happen. William gradually came to shrink from no crime for which he could find a technical defence; but no advocate could have said anything on behalf of the poisoning of Walter and Biota. Another member of the house of Maine, Margaret the betrothed of his son Robert, died about the same time; and her at least William had every motive to keep alive. One who was more dangerous than Walter, if he suffered anything, only suffered banishment. Of Geoffrey of Mayenne we hear no more till William had again to fight for the possession of Maine.
William had thus, in the year 1063, reached the height of his power and fame as a continental prince. In a conquest on Gaulish soil he had rehearsed the greater conquest which he was before long to make beyond sea. Three years, eventful in England, outwardly uneventful in Normandy, still part us from William's second visit to our shores. But in the course of these three years one event must have happened, which, without a blow being struck or a treaty being signed, did more for his hopes than any battle or any treaty. At some unrecorded time, but at a time which must come within these years, Harold Earl of the West-Saxons became the guest and the man of William Duke of the Normans.
A.D. 1064?
The lord of Normandy and Maine could now stop and reckon his chances of becoming lord of England also. While our authorities enable us to put together a fairly full account of both Norman and English events, they throw no light on the way in which men in either land looked at events in the other. Yet we might give much to know what William and Harold at this time thought of one another. Nothing had as yet happened to make the two great rivals either national or personal enemies. England and Normandy were at peace, and the great duke and the great earl had most likely had no personal dealings with one another. They were rivals in the sense that each looked forward to succeed to the English crown whenever the reigning king should die. But neither had as yet put forward his claim in any shape that the other could look on as any formal wrong to himself. If William and Harold had ever met, it could have been only during Harold's journey in Gaul. Whatever negotiations Harold made during that journey were negotiations unfriendly to William; still he may, in the course of that journey, have visited Normandy as well as France or Anjou. It is hard to avoid the thought that the tale of Harold's visit to William, of his oath to William, arose out of something that happened on Harold's way back from his Roman pilgrimage. To that journey we can give an approximate date. Of any other journey we have no date and no certain detail. We can say only that the fact that no English writer makes any mention of any such visit, of any such oath, is, under the circumstances, the strongest proof that the story of the visit and the oath has some kind of foundation. Yet if we grant thus much, the story reads on the whole as if it happened a few years later than the English earl's return from Rome.
It is therefore most likely that Harold did pay a second visit to Gaul, whether a first or a second visit to Normandy, at some time nearer to Edward's death than the year 1058. The English writers are silent; the Norman writers give no date or impossible dates; they connect the visit with a war in Britanny; but that war is without a date. We are driven to choose the year which is least rich in events in the English annals. Harold could not have paid a visit of several months to Normandy either in 1063 or in 1065. Of those years the first was the year of Harold's great war in Wales, when he found how the Britons might be overcome by their own arms, when he broke the power of Gruffydd, and granted the Welsh kingdom to princes who became the men of Earl Harold as well as of King Edward. Harold's visit to Normandy is said to have taken place in the summer and autumn mouths; but the summer and autumn of 1065 were taken up by the building and destruction of Harold's hunting-seat in Wales and by the greater events of the revolt and pacification of Northumberland. But the year 1064 is a blank in the English annals till the last days of December, and no action of Harold's in that year is recorded. It is therefore the only possible year among those just before Edward's death. Harold's visit and oath to William may very well have taken place in that year; but that is all.
We know as little for certain as to the circumstances of the visit or the nature of the oath. We can say only that Harold did something which enabled William to charge him with perjury and breach of the duty of a vassal. It is inconceivable in itself, and unlike the formal scrupulousness of William's character, to fancy that he made his appeal to all Christendom without any ground at all. The Norman writers contradict one another so thoroughly in every detail of the story that we can look on no part of it as trustworthy. Yet such a story can hardly have grown up so near to the alleged time without some kernel of truth in it. And herein comes the strong corroborative witness that the English writers, denying every other charge against Harold, pass this one by without notice. We can hardly doubt that Harold swore some oath to William which he did not keep. More than this it would be rash to say except as an avowed guess.
As our nearest approach to fixing the date is to take that year which is not impossible, so, to fix the occasion of the visit, we can only take that one among the Norman versions which is also not impossible. All the main versions represent Harold as wrecked on the coast of Ponthieu, as imprisoned, according to the barbarous law of wreck, by Count Guy, and as delivered by the intervention of William. If any part of the story is true, this is. But as to the circumstances which led to the shipwreck there is no agreement. Harold assuredly was not sent to announce to William a devise of the crown in his favour made with the consent of the Witan of England and confirmed by the oaths of Stigand, Godwine, Siward, and Leofric. Stigand became Archbishop in September 1052: Godwine died at Easter 1053. The devise must therefore have taken place, and Harold's journey must have taken place, within those few most unlikely months, the very time when Norman influence was overthrown. Another version makes Harold go, against the King's warnings, to bring back his brother Wulfnoth and his nephew Hakon, who had been given as hostages on the return of Godwine, and had been entrusted by the King to the keeping of Duke William. This version is one degree less absurd; but no such hostages are known to have been given, and if they were, the patriotic party, in the full swing of triumph, would hardly have allowed them to be sent to Normandy. A third version makes Harold's presence the result of mere accident. He is sailing to Wales or Flanders, or simply taking his pleasure in the Channel, when he is cast by a storm on the coast of Ponthieu. Of these three accounts we may choose the third as the only one that is possible. It is also one out of which the others may have grown, while it is hard to see how the third could have arisen out of either of the others. Harold then, we may suppose, fell accidentally into the clutches of Guy, and was rescued from them, at some cost in ransom and in grants of land, by Guy's overlord Duke William.
The whole story is eminently characteristic of William. He would be honestly indignant at Guy's base treatment of Harold, and he would feel it his part as Guy's overlord to redress the wrong. But he would also be alive to the advantage of getting his rival into his power on so honourable a pretext. Simply to establish a claim to gratitude on the part of Harold would be something. But he might easily do more, and, according to all accounts, he did more. Harold, we are told, as the Duke's friend and guest, returns the obligation under which the Duke has laid him by joining him in one or more expeditions against the Bretons. The man who had just smitten the Bret-Welsh of the island might well be asked to fight, and might well be ready to fight, against the Bret-Welsh of the mainland. The services of Harold won him high honour; he was admitted into the ranks of Norman knighthood, and engaged to marry one of William's daughters. Now, at any time to which we can fix Harold's visit, all William's daughters must have been mere children. Harold, on the other hand, seems to have been a little older than William. Yet there is nothing unlikely in the engagement, and it is the one point in which all the different versions, contradicting each other on every other point, agree without exception. Whatever else Harold promises, he promises this, and in some versions he does not promise anything else.
Here then we surely have the kernel of truth round which a mass of fable, varying in different reports, has gathered. On no other point is there any agreement. The place is unfixed; half a dozen Norman towns and castles are made the scene of the oath. The form of the oath is unfixed; in some accounts it is the ordinary oath of homage; in others it is an oath of fearful solemnity, taken on the holiest relics. In one well-known account, Harold is even made to swear on hidden relics, not knowing on what he is swearing. Here is matter for much thought. To hold that one form of oath or promise is more binding than another upsets all true confidence between man and man. The notion of the specially binding nature of the oath by relies assumes that, in case of breach of the oath, every holy person to whose relies despite has been done will become the personal enemy of the perjurer. But the last story of all is the most instructive. William's formal, and more than formal, religion abhorred a false oath, in himself or in another man. But, so long as he keeps himself personally clear from the guilt, he does not scruple to put another man under special temptation, and, while believing in the power of the holy relics, he does not scruple to abuse them to a purpose of fraud. Surely, if Harold did break his oath, the wrath of the saints would fall more justly on William. Whether the tale be true or false, it equally illustrates the feelings of the time, and assuredly its truth or falsehood concerns the character of William far more than that of Harold.
What it was that Harold swore, whether in this specially solemn fashion or in any other, is left equally uncertain. In any case he engages to marry a daughter of William-as to which daughter the statements are endless-and in most versions he engages to do something more. He becomes the man of William, much as William had become the man of Edward. He promises to give his sister in marriage to an unnamed Norman baron. Moreover he promises to secure the kingdom of England for William at Edward's death. Perhaps he is himself to hold the kingdom or part of it under William; in any case William is to be the overlord; in the more usual story, William is to be himself the immediate king, with Harold as his highest and most favoured subject. Meanwhile Harold is to act in William's interest, to receive a Norman garrison in Dover castle, and to build other castles at other points. But no two stories agree, and not a few know nothing of anything beyond the promise of marriage.
Now if William really required Harold to swear to all these things, it must have been simply in order to have an occasion against him. If Harold really swore to all of them, it must have been simply because he felt that he was practically in William's power, without any serious intention of keeping the oath. If Harold took any such oath, he undoubtedly broke it; but we may safely say that any guilt on his part lay wholly in taking the oath, not in breaking it. For he swore to do what he could not do, and what it would have been a crime to do, if he could. If the King himself could not dispose of the crown, still less could the most powerful subject. Harold could at most promise William his "vote and interest," whenever the election came. But no one can believe that even Harold's influence could have obtained the crown for William. His influence lay in his being the embodiment of the national feeling; for him to appear as the supporter of William would have been to lose the crown for himself without gaining it for William. Others in England and in Scandinavia would have been glad of it. And the engagements to surrender Dover castle and the like were simply engagements on the part of an English earl to play the traitor against England. If William really called on Harold to swear to all this, he did so, not with any hope that the oath would be kept, but simply to put his competitor as far as possible in the wrong. But most likely Harold swore only to something much simpler. Next to the universal agreement about the marriage comes the very general agreement that Harold became William's man. In these two statements we have probably the whole truth. In those days men took the obligation of homage upon themselves very easily. Homage was no degradation, even in the highest; a man often did homage to any one from whom he had received any great benefit, and Harold had received a very great benefit from William. Nor did homage to a new lord imply treason to the old one. Harold, delivered by William from Guy's dungeon, would be eager to do for William any act of friendship. The homage would be little more than binding himself in the strongest form so to do. The relation of homage could be made to mean anything or nothing, as might be convenient. The man might often understand it in one sense and the lord in another. If Harold became the man of William, he would look on the act as little more than an expression of good will and gratitude towards his benefactor, his future father-in-law, his commander in the Breton war. He would not look on it as forbidding him to accept the English crown if it were offered to him. Harold, the man of Duke William, might become a king, if he could, just as William, the man of King Philip, might become a king, if he could. As things went in those days, both the homage and the promise of marriage were capable of being looked on very lightly.
But it was not in the temper or in the circumstances of William to put any such easy meaning on either promise. The oath might, if needful, be construed very strictly, and William was disposed to construe it very strictly. Harold had not promised William a crown, which was not his to promise; but he had promised to do that which might be held to forbid him to take a crown which William held to be his own. If the man owed his lord any duty at all, it was surely his duty not to thwart his lord's wishes in such a matter. If therefore, when the vacancy of the throne came, Harold took the crown himself, or even failed to promote William's claim to it, William might argue that he had not rightly discharged the duty of a man to his lord. He could make an appeal to the world against the new king, as a perjured man, who had failed to help his lord in the matter where his lord most needed his help. And, if the oath really had been taken on relics of special holiness, he could further appeal to the religious feelings of the time against the man who had done despite to the saints. If he should be driven to claim the crown by arms, he could give the war the character of a crusade. All this in the end William did, and all this, we may be sure, he looked forward to doing, when he caused Harold to become his man. The mere obligation of homage would, in the skilful hands of William and Lanfranc, be quite enough to work on men's minds, as William wished to work on them. To Harold meanwhile and to those in England who heard the story, the engagement would not seem to carry any of these consequences. The mere homage then, which Harold could hardly refuse, would answer William's purpose nearly as well as any of these fuller obligations which Harold would surely have refused. And when a man older than William engaged to marry William's child-daughter, we must bear in mind the lightness with which such promises were made. William could not seriously expect that this engagement would be kept, if anything should lead Harold to another marriage. The promise was meant simply to add another count to the charges against Harold when the time should come. Yet on this point it is not clear that the oath was broken. Harold undoubtedly married Ealdgyth, daughter of ?lfgar and widow of Gruffydd, and not any daughter of William. But in one version Harold is made to say that the daughter of William whom he had engaged to marry was dead. And that one of William's daughters did die very early there seems little doubt.
Whatever William did Lanfranc no doubt at least helped to plan. The Norman duke was subtle, but the Italian churchman was subtler still. In this long series of schemes and negotiations which led to the conquest of England, we are dealing with two of the greatest recorded masters of statecraft. We may call their policy dishonest and immoral, and so it was. But it was hardly more dishonest and immoral than most of the diplomacy of later times. William's object was, without any formal breach of faith on his own part, to entrap Harold into an engagement which might be understood in different senses, and which, in the sense which William chose to put upon it, Harold was sure to break. Two men, themselves of virtuous life, a rigid churchman and a layman of unusual religious strictness, do not scruple to throw temptation in the way of a fellow man in the hope that he will yield to that temptation. They exact a promise, because the promise is likely to be broken, and because its breach would suit their purposes. Through all William's policy a strong regard for formal right as he chose to understand formal right, is not only found in company with much practical wrong, but is made the direct instrument of carrying out that wrong. Never was trap more cunningly laid than that in which William now entangled Harold. Never was greater wrong done without the breach of any formal precept of right. William and Lanfranc broke no oath themselves, and that was enough for them. But it was no sin in their eyes to beguile another into engagements which he would understand in one way and they in another; they even, as their admirers tell the story, beguile him into engagements at once unlawful and impossible, because their interests would be promoted by his breach of those engagements. William, in short, under the spiritual guidance of Lanfranc, made Harold swear because he himself would gain by being able to denounce Harold as perjured.
The moral question need not be further discussed; but we should greatly like to know how far the fact of Harold's oath, whatever its nature, was known in England? On this point we have no trustworthy authority. The English writers say nothing about the whole matter; to the Norman writers this point was of no interest. No one mentions this point, except Harold's romantic biographer at the beginning of the thirteenth century. His statements are of no value, except as showing how long Harold's memory was cherished. According to him, Harold formally laid the matter before the Witan, and they unanimously voted that the oath-more, in his version, than a mere oath of homage-was not binding. It is not likely that such a vote was ever formally passed, but its terms would only express what every Englishman would feel. The oath, whatever its terms, had given William a great advantage; but every Englishman would argue both that the oath, whatever its terms, could not hinder the English nation from offering Harold the crown, and that it could not bind Harold to refuse the crown if it should be so offered.